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INrOKIvlATlUN DISCLOSURE 
STATEMENT BY APPLICANT 

( Not for submission under 37 CFR 1.99) 


Application Number 


10551504 


Filing Date 


2006-05-12 


First Named Inventor 


Tsunoda et al. 


Art Unit 


1647 


Examiner Name 


Shulamith H. Shafer 


Attorney Docket Number 


14875-0153US1 



U.S. PATENTS 



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Exanniner 
Initial* 



Cite 
No 



Patent Number 



Kind 
Codei 



Issue Date 



Name of Patentee or Applicant 
of cited Document 



Pages,Columns,Lines where 
Relevant Passages or Relevant 

Figures Appear 



5618920 



1997-04-08 



ROBINSON etal. 



5780021 



1998-07-14 



SOBEL 



5977322 



1999-11-02 



MARKS etal. 



6361760 



2002-03-26 



TOVEY 



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U.S. PATENT APPLICATION PUBLICATIONS 



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initial* 



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Publication 
Number 



Kind 
Codei 



Publication 
Date 



Name of Patentee or Applicant 
of cited Document 



Pages,Columns,Lines where 
Relevant Passages or Relevant 
Figures Appear 



20090311718 



2009-12-17 



FUKUSHIMAetal. 



20100092457 



2010-04-15 



ABU RATANI etal. 



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FOREIGN PATENT DOCUMENTS 



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INFORMATION DISCLOSURE 
STATEMENT BY APPLICANT 

( Not for submission under 37 CFR 1.99) 


Application Number 


10551504 


Filing Date 


2006-05-12 


First Named Inventor 


Tsunoda et al. 


Art Unit 


1647 


Examiner Name 


Shulamith H. Shafer 


Attorney Docket Number 


14875-0153US1 



Examiner 
Initial* 


Cite 
No 


Foreign Document 
Number3 


Country 
Code2 j 


Kind 
Code4 


Publication 
Date 


Name of Patentee or 
Applicant of cited 
Document 


Pian^Q f^nliiiTinQ 1 in^Q 

I Ciyc^O, WLflUI 1 II 19, ^11 

where Relevant 
Passages or Relevant 
Figures Appear 


T5 




1 


1870458 


EP 




2007-12-26 


IGAWAetal. 




□ 




2 


1900814 


EP 




2008-03-19 


IGAWAetal. 




□ 




3 


9100739 


WO 




1991-01-24 


UENOetal. 




□ 


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NON-PATENT LITERATURE DOCUMENTS 


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No 


Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item 
(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s), 
publisher, city and/or country where published. 


T5 




1 


ARNDT et al., "Factors influencing the dimer to monomer transition of an antibody single-chain Fv fragment," 
Biochemistry. 37(37): 1291 8-26 (1998) 


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2 


BROOKE et al., "Human lymphocytes interact directly with CD47 through a novel member of the signal regulatory 
protein (SIRP) family," J. Immunol., 173:2562-2570 (2004) 


□ 




3 


CHATELLIER et al., "Functional mapping of conserved residues located at the VL and VH domain interface of a Fab," 
J. Mol. Biol., 264(1):1-6 (1996) 


□ 




4 


CHOWDHURY et al., "Engineering scFvs for improved stability," Methods Mol. Biol., 207:237-54 (2003) 


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5 


DAVIES et al., "Antibody VH domains as small recognition units," Biotechnology (N.Y.), 13(5):475-9 (1995) 


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EFS Web 2.1.17 



INFORMATION DISCLOSURE 
STATEMENT BY APPLICANT 

( Not for submission under 37 CFR 1.99) 


Application Number 


10551504 


Filing Date 


2006-05-12 


First Named Inventor 


Tsunoda et al. 


Art Unit 


1647 


Examiner Name 


Shulamith H. Shafer 


Attorney Docket Number 


14875-0153US1 





6 


JUNG et al., "The Importance of framework residues H6, H7 and H10 In antibody heavy chains: experimental evidence 
for a new structural subclasslflcatlon of antibody V(H) domains," J. Mol. Biol., 30g(3):701-16 (2001) 


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7 


KAUSHANSKY, "Lineage-specific hematopoietic growth factors," N. Engl. J. Med., 354(1 9):2034-45 (2006) 


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8 


KIHALIFA et al., "Effects on Interaction Idnetics of mutations at the VH-VL Interface of Fabs depend on the structural 
context." J. Mol. Recognlt., 13(3):127-39 (2000) 


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9 


VARGAS-MADRAZO et al., "An Improved model of association for VH-VL Immunoglobulin domains: asymmetries 
between VIH and VL In the packing of some Interface residues," J. Mol. Recognit., 16(3):1 1 3-20 (2003) 


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10 


VERNON-WILSON et al., "CD47 Is a llgand for rat macrophage membrane signal regulatory protein SIRP (OX41 ) and 
human SIRPalpha 1," Eur. J. Immunol., 30:2130-2137 (2000) 


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11 


WU et a!., "Multlmerization of a chimeric antl-CD20 single-chain Fv-Fc fusion protein Is mediated through variable 
domain exchange," Protein Eng., 14(1 2): 1025-33 (2001) 


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12 


U.S. EXAMINER LYNN ANNE BRISTOL, USPTO Final Office Action In U.S. App. Ser. No. 10/560,098, mailed 
June 3, 2010, 16 pages 


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13 


FISH & RICHARDSON P.O., Amendment In Reply to Action dated January 25, 2010 In U.S. App. Ser. No. 10/582,176, 
filed July 23, 2010, 1 1 pages 


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14 


FISH & RICHARDSON P.C., Amendment In Reply to Action dated March 24, 2010 In U.S. App. Ser. No. 10/582,304, 
filed July 26, 2010, 14 pages 


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15 


FISH & RICHARDSON P.C., Amendment In Reply to Action dated Febmary 19, 2010 In U.S. App. Ser. 
No. 11/547,747, filed June 18, 2010, 13 pages 


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16 


European Search Report for App. Ser. No. EP 06 73 0751, dated July 16, 2010, 6 pages 


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EFS Web 2.1.17 



INFORMATION DISCLOSURE 
STATEMENT BY APPLICANT 

( Not for submission under 37 CFR 1.99) 


Application Number 


10551504 


Filing Date 


2006-05-12 


First Named Inventor 


Tsunoda et al. 


Art Unit 


1647 


Examiner Name 


Shulamith H. Shafer 


Attorney Docket Number 


14875-0153US1 





17 


U.S. EXAMINER ELLY GERALD STOICA. USPTO Final Office Action in U.S. App. Ser. No. 11/913,229. mailed 
June 10, 2010, 10 pages 


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18 


U.S. EXAMINER MEERA NATARAJAN, USPTO Restriction Requirement in U.S. App. Ser. No. 11/916,351, mailed 
September 3, 2010, 8 pages 


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19 


European Search Report for App. Ser. No. EP 06 75 7198, dated June 11 , 2010, 2 pages 


□ 




20 


U.S. EXAMINER MISOOK YU, USPTO Restriction Requirement in U.S. App. Ser. No. 11/916,979, mailed July 1, 
2010, 7 pages 


□ 




21 


Supplementary European Search Report for App. Ser. No. EP 07 74 5133, dated May 21 , 2010, 2 pages 


□ 


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EXAMINER SIGNATURE 


Examiner Signature Date Considered 


*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a 
citation if not in conformance and not considered. Include copy of this form with next communication to applicant. 


1 See Kind Codes cf USPTO Patent Documents at www.USPTO.GOV or MPEP 901 .04. ^ Enter office that issued the document, by the two-letter code (WlPO 
Standard ST.3). ^ For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document 
Kind of document by the appropriate symbols as indicated on the document under WiPO Standard ST.1 6 If possible. ^ Applicant Is to place a checi< mark here 11 
English language translation Is attached. 



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